Compliance

Regulatory & Compliance Disclosures

Full transparency on how SOSM operates, who provides services, and how your interests are protected.

Platform Overview

SOSM Services Pvt. Ltd. operates the School of Stock Market platform — a technology-driven financial services marketplace that connects retail investors with SEBI-registered financial professionals.

SOSM is not registered with the Securities and Exchange Board of India (SEBI) as an Investment Advisor, Research Analyst, Stock Broker, Portfolio Manager, or in any other regulated capacity. SOSM operates solely as a technology platform facilitating connections between investors and regulated professionals.

Entity Details

Legal NameSOSM Services Pvt. Ltd.
CINU74999MH2024PTC000000 (Illustrative)
Registered OfficeMumbai, Maharashtra – 400001
SEBI RegistrationNot Applicable (Technology Platform)
AMFI ARNThrough registered partner ARN holders
Grievance Officerinfo@schoolofstockmarket.com
Platform Launch2024

SEBI-Registered Professionals

All investment advisory services, research reports, and personalized financial plans accessible through the SOSM platform are provided exclusively by independent SEBI-registered Investment Advisors (IA) and Research Analysts (RA).

Each advisor's SEBI registration number, qualifications, and fee structure are disclosed on their platform profile. Investors are encouraged to verify advisor credentials at sebi.gov.in.

SEBI-registered Investment Advisors on the platform are required to comply with SEBI (Investment Advisers) Regulations 2013 and all subsequent amendments. They are prohibited from earning commissions and must charge transparent, disclosed fees.

Investor Protections

Data Security

AES-256-GCM encryption for all stored data. TLS 1.3 for all data in transit. Regular security audits.

Privacy

PDPB 2023-aligned data practices. No sale of personal data. Right to data deletion available.

Fee Transparency

All platform and advisor fees disclosed upfront. No hidden charges. SEBI fee caps applied.

Grievance Redressal

48-hour acknowledgment. 15-day resolution commitment. SEBI SCORES escalation available.

SEBI SCORES

If you have a complaint against a SEBI-registered advisor on the SOSM platform that remains unresolved after our internal grievance process, you may escalate your complaint to SEBI through SCORES (SEBI Complaint Redress System).

SEBI SCORES Portal: scores.sebi.gov.in

SEBI Toll-Free: 1800 22 7575 / 1800 266 7575

Compliance Framework

PDPB 2023 AlignedIT Act 2000 CompliantRBI LRS CompliantAMFI Partner NetworkAES-256-GCM SecuredFEMA Compliant